Reduce your liability. Manage your ACH risk. This webinar will cover the 2014 ACH audit criteria and explain the methods, procedures, and requirements. Take your ACH program from a yes/no inquiry program to testable procedures. Join us to learn the audit requirements for each ACH Network participant, steps to prepare for the annual compliance audit, and tips for conducting an ACH audit. If you are responsible for performing the ACH audit or want to ensure compliance before the auditors arrive, this webinar is for you.
- Audit requirements for each ACH Network participant
- Steps to prepare for the annual compliance audit
- How to conduct an ACH audit, including tips for performing each step
- TAKE-AWAY TOOLKIT
- Audit preparation checklist
- Common audit findings
- Employee training log
- Quiz you can administer to measure staff learning and a separate answer key
This course is eligible for 1.8 AAP credits.
Attendance verification for CE credits provided upon request.
WHO SHOULD ATTEND?
This informative session is designed to educate internal and compliance auditors on how to perform an effective ACH audit. Operations personnel should also attend to learn what to expect when auditors arrive.
ABOUT THE PRESENTER – Shelly Simpson, AAP, EPCOR
Shelly Simpson joined EPCOR in 2005, following an 11-year career with the Federal Reserve Bank of Kansas City. As EPCOR’s Payments Education Assistant Director, she designs and conducts education programs in support of ACH, cards, and checks to over 2,300 financial institutions and corporate members. Shelly presents at regional and national industry conferences as an ACH payments expert and received her Accredited ACH Professional designation in October 2006. She has participated in several NACHA workgroups and committees, including the AAP Blue Ribbon Panel and NACHA’s Rules Enforcement Panel. Shelly holds a Bachelor’s in Business Education.
|Over $75 million
|$25 - $75 million
|Under $25 million
Scholarships are available for all KCUA education events. Scholarships pay 100% of registration fee for credit unions under $25M, 50% for credit unions between $25-$75M and 25% for credit unions over $75M.
Upon registration, you will receive an email confirmation that you can print for your records.