Credit unions and other financial institutions continue to deal with compliance pressures and a barrage of ongoing regulatory changes. Regulatory expectations have been heightened as evidenced by recent record breaking enforcement actions and monetary penalties. This session will explore many of the new regulations and provide practical tips on compliance and risk management.
Some of the topics to be covered:
- Bank Secrecy Act and AML rules
- Updates on mortgage lending rules, CRA and fair lending guidelines
- Social media and other technology issues, such as mobile banking
- Regulation E changes, including remittance rules and other deposit related issues
- Privacy, information security and recent fraud developments
- UDAAP/customer complaint programs
- How to improve vendor management programs
- Focus areas for examiners and auditors
Speaker: John A. Beccia, III is the official CCO and General Counsel of Circle Internet Financial, Inc. Previously Mr. Beccia was the senior vice president and assistant general counsel for Boston Private Financial Holdings, Inc., a publicly traded bank holding company that provides private banking, investment management, and wealth advisory services to high net worth individuals, families businesses, and select institutions.
Over $75 million - $109 per telephone connection
$25-$75 million - $89 per telephone connection
Under $25 million - $59 per telephone connection
An audio archive is available at no additional charge and can be accessed for 60 days after the live session. Instructions on accessing the archive will be sent with your connecting instructions and confirmation.
Scholarships are available for all KCUA education events. Scholarships pay 100% of registration fee for credit unions under $25M, 50% for credit unions between $25-$75M and 25% for credit unions over $75M.
Upon registration, you will receive an email confirmation that you can print for your records. Connecting instructions will be emailed to you approximately two days before the event.
Sorry, no cancellations are allowed after connecting instructions and handout materials have been sent to registrants. Substitutions are welcomed and encouraged.