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10 Steps to Building & Maintaining a Successful Compliance Program QuickBite
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10 Steps to Building & Maintaining a Successful Compliance Program QuickBite

11/21/2013

When: Thursday, November 21
10:00-11:00 a.m.
Where: In Your Credit Union
  
Contact:
Kris Kirchmer

Registration Information
Online registration is closed.
Details

Overview:
With all of the regulatory compliance changes that have taken place this year, it is more important than ever to have a solid regulatory compliance program.  The changes are broad in scope, complex and require a coordinated approach to comply with provisions.

Examiners will be spending more time reviewing credit unions for compliance as the Consumer Financial Protection Bureau has ramped up its compliance initiatives. This session will focus on the elements critical to every regulatory compliance program. We will discuss how compliance has changed over the past couple of years and how your compliance function must adapt. We will look at credit union best practices and how you can incorporate these into your credit union. Not every credit union has the same resources to devote to compliance, but we will discuss several ways you can significantly improve your existing compliance program and in turn your credit union’s overall compliance performance.

Speaker:  John Zasada is Principal in the Financial Institutions Group of LarsonAllen LLP. John is responsible for leading the regulatory compliance practice nationwide.  John has 16 year’s experience assisting credit unions in complying with consumer protection regulations.  The compliance services he provides includes assisting credit unions in establishing regulatory compliance programs, co-sourcing regulatory compliance, conducting compliance testing, training staff on credit union regulations, performing website compliance assessments, writing and editing the compliance newsletter, providing compliance webinars and BSA/AML/OFAC  independent testing. 

Educational Investment:
Over $75 million  - $109 per telephone connection
$7-$75 million - $89 per telephone connection
Under $7 million -  $59 per telephone connection

Archive:
An audio archive is available at no additional charge and can be accessed for 60 days after the live session. Instructions on accessing the archive will be sent with your connecting instructions and confirmation.

Education Scholarships:

Scholarships are available for all KCUA education events. Scholarships pay 100% of registration fee for credit unions under $7M, 50% for credit unions between $7-$75M and 25% for credit unions over $75M.

APPLY NOW!

 

 

Cancellation Policy:
Sorry, no cancellations are allowed after connecting instructions and handout materials have been sent to registrants. Substitutions are welcomed and encouraged.

 

 
 

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