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Cracking the Code on Risk-Based Examinations: 10 Techniques to Ace Your Next Exam Webinar
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When: Archive only
Where: In Your Credit Union
Contact: Kristina Kirchmer

Online registration is closed.
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Your credit union should view a regulatory examination as an opportunity to show off your operations, instead of treating it as an enemy invasion.  How much time and effort is diverted from member service every time you prepare for an examination?  Regulators are more risk averse now than ever, and credit unions are feeling increased pressure.  While examiners are spending more time in your office, you are spending more time away from your core mission.  But with smart preparation, more scrutiny doesn't have to mean more time spent on compliance. 

Don’t forget that regulatory examinations are open book tests!  Regulators are not trying to surprise you and they provide plenty of notice of their intended targets – if you know where to look.  This webinar will cut through the "regulatory speak” and show how concentrated preparation around key regulatory and operational issues can put examiners at ease and get you back to member service.  This session will review the current regulatory climate and core regulatory concerns, as well as reveal the best practices for planning, preparing, and engaging the examination team.  Don’t be ill prepared for the new realities of credit union examinations. 


  • Understanding and presenting the credit union’s risk profile
  • Recent regulatory examination guidance
  • Examination trends and hot topics
  • Hidden secrets of the examination manual
  • Utilizing NCUA’s AIRES questionnaires
  • Best practices for preparing your key process stakeholders
    • Examination preparation checklist
    • Employee training log
    • Quiz you can administer to measure staff learning and a separate answer key

Attendance verification for CE credits provided upon request.


Who Should Attend?
This informative session is designed for executives, senior management, compliance staff, lenders, finance personnel, internal auditors, and anyone involved in examination preparation.

ABOUT THE PRESENTER – David A. Reed, JD, Reed and Jolly, PLLC
Attorney, author, consultant, and nationally-recognized speaker, David Reed is a partner in the law firm of Reed and Jolly, PLLC.  He provides guidance to financial institutions on establishment and revision of policies and procedures, organizational compliance, collections, security, contractual agreements, regulatory matters, and corporate governance.  His engaging speaking style has made him a nationwide lecturer on regulatory compliance, consumer lending, bankruptcy, and collections. 

A former trial attorney and vice president and general counsel of a large credit union, David is particularly known as an expert in the areas of operations, bankruptcy, and collections.  He has trained state and federal examination staff on numerous issues, including BSA, ID theft red flags, SAFE Act, third-party contract management, and bankruptcy.  He also serves as editor of several industry manuals.

Educational Investment:

Archive Only
Over $75 million


$25 - 75 million


Under $25 million


Education Scholarship:


Scholarships are available for all KCUA education events. Scholarships pay 100% of registration fee for credit unions under $25M, 50% for credit unions between $25-$75M and 25% for credit unions over $75M.